“UCC ” shall mean the of Section 8-501(a) of the UCC) for purposes of the UCC. (c) Segregation of Cash Securities Intermediary will segregate cash by identifying . such cash on Securities Intermediary’s books and records and crediting the cash to a separate deposit account in the name of Pledgor as Securities Intermediary’s customer for the benefit of Secured Party (the “Cash Account” and together with the …
EXHIBIT 10.8 . MEZZANINE PLEDGE AND SECURITY AGREEMENT . THIS MEZZANINE PLEDGE AND SECURITY AGREEMENT (this “Pledge Agreement”) is entered into in as of February 3, 2012, from TNP SRT WOODLAND WEST HOLDINGS, LLC, a Delaware limited liability company, having its principal place of business at 1900 Main Street, Suite 700, Irvine, California 92614 (referred to herein as “Pledgor”) to Unless otherwise defined herein, terms defined in the Underwriting Agreement are used herein as therein defined and terms defined in Articles 1, 8 and 9 of the Uniform Commercial Code as currently in effect in the State of New York (the “New York UCC”) or the State of Delaware (the “Delaware UCC”), as applicable, are used herein as therein defined. I. IDENTITY AND INTEREST OF THE AMICUS CURIAE North American Securities Administrators Association, Inc. (hereinafter, “NASAA”) is the non-profit association of state, provincial, and territorial securities regulators in the United (2) the person acquires a security entitlement to the security pursuant to Section 8-501." Note that §8-104(a) specifically refers to acquisition of a security or an interest therein. The "interest therein" that concerns us is the transfer of the limited interest known as a "security interest".
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26, 2000, D.C. Law 13-201, § 101, 47 DCR 7576.) Section References. This section is referenced in § 1-308.07 and § 28-3108. Effective Dates. Section 501 of D.C. Law 13-201 provided: “Except for section 301(j) [amending § 28:9-402 by adding subsecs.
Apr 08, 2009 · UCC Article 8-501 served as a reminder to the DTC that although you are TECHNICALLY the legal owner you have to allow the purchaser of those shares, the “securities entitlement” holder, to exercise all of the rights attached to the ownership of a share.
A statutory trust is formed by the filing of a record, commonly referred to as a certificate of trust, in a public office pursuant to a statute. See, e.g., Uniform Statutory Trust Entity Act Section 201 (2009); Delaware Statutory Trust Act, De. May 19, 2011 · § 35. Recognition of Delaware Tribe of Cherokee Nation—Rights and duties of Delaware Tribe and Cherokee Nation and citizens thereof—Proposal of and conduct of referendum upon governing document for Delaware Tribe—Election of tribal officers.
Professor of Cardiology. Universitat de Barcelona - Cited by 34421 - Cardiology X Viñolas, European heart journal 35 (8), 501-507, 2014. 291, 2014.
v. N.Y. U.C.C.
Effective Dates. Section 501 of D.C. Law 13-201 provided: “Except for section 301(j) [amending § 28:9-402 by adding subsecs. (9) to This section is based on Uniform Commercial Code (“UCC”) Sections 8-503 and 8-504 and protects the owner of virtual currency that is entrusted to a licensee or registrant for a purpose governed by this act.
IGLESIA DE JESUCRISTO PENTECOSTES UCC INC ALLENTOWN, PA 18102-3353 | Tax-exempt since Sept. 2007. EIN: 56-2541943; Part 5 - Security Entitlements (§§ 8-501 — 8-511) Part 6 - Transition Provisions (§§ 8-601 — 8-602) Make your practice more effective and efficient with Casetext’s legal research suite. EXHIBIT 10.8 .
UCC Article 8. All shares of common stock of El Capitan, Ltd., an Arizona corporation, owned by the El Capitan-Delaware, and shares of capital stock of any subsidiary of the El Capitan - Delaware or of any other entity in which El Capitan - Delaware owns an interest, that are part of the Collateral, are securities governed by Article 8 of the UCC. This article may be cited as Uniform Commercial Code—Secured Transactions. (Oct. 26, 2000, D.C. Law 13-201, § 101, 47 DCR 7576.) Section References. This section is referenced in § 1-308.07 and § 28-3108.
SECURITIES ACCOUNT; ACQUISITION OF SECURITY ENTITLEMENT FROM SECURITIES INTERMEDIARY. If a person acquires a security entitlement by virtue of Section 8-501 (b) (2) or (3), that person is the entitlement holder. (8) “Entitlement order” means a notification communicated to a securities intermediary directing transfer or redemption of a financial asset to which the entitlement holder has a security entitlement. Read this complete Delaware Code Title 8.
2. 77 UCC § 8-501(a). A “securities account” essentially is an account to which a financial asset is credited by a securities intermediary for the owner or pledgee . 78 UCC § 8-102(a )( 9)(ii) (emphasis added).cena motoru
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DRAFTING COMMITTEE ON REVISED UNIFORM COMMERCIAL CODE ARTICLES 1, 3, AND 9 The Committee appointed by and representing the Uniform Law Commission in preparing this Act consists of the following individuals: EDWIN E. SMITH, One Federal St., Boston, MA 02110-1726, Chair KRISTEN D. ADAMS, 1401 61st St. S., Gulfport, FL 33707, ALI Representative
A security en titlement is a property interest entitling the holder to exercise all of the right s attached to the security. See UCC § 8-501(b), cmt. 1.
BLOCKED ACCOUNT CONTROL AND SECURITY AGREEMENT dated as of April 22, 2005 (this “ Agreement ”), by and between The Nasdaq Stock Market, Inc., a Delaware corporation (the “ Guarantor ”), and JPMorgan Chase Bank, N.A. (“ JPMCB ”), in its capacity as administrative agent under the Term Loan Agreement referred to below (the “ Administrative Agent ”), and JPMCB, in its capacity as the …
5 Nov 2001 Abbreviation: U.C.C.. 5 November 2001 8-501 to 8-511.
(1) An interest in a partnership or limited liability company is not a security unless, (a) that interest is dealt in or traded on securities exchanges or in securities markets; (b) the terms of that interest expressly provide that the interest is a security for the purposes of this Act; or (c) that interest … 36 See UCC §8-501(d). 37 Under current Rule 17f-4, only registered management investment companies may rely on the rule. The SEC has granted exemptive relief to non-management companies seeking to maintain assets in a depository to supplement custody arrangements with a trustee. 38 We believe, however, that the likelihood of this situation arising is remote.